Join Facebook to connect with Rishi Ghosh Ghosh and others you may know. In this role, he was tasked with managing various types of 401(k) distributions for participants, including; loans, hardships, RMDs, In-service, and more. While this allows for a broader range of investment options and management styles to be offered by a firm, it can create an incentive for the firm to put their financial interests ahead of your own. Lisa is the lead Personal Insurance Account Manager. Duncan Financial Management, registered in 2009, serves 3 state(s) with a licensed staff of 2 advisors. Our receipt of such compensation shall not be construed as an endorsement or recommendation by StockBrokers.com, nor shall it bias our reviews, analysis, and opinions. You have been idle and will be logged out in My experience with Duncan Financial Management can best be described as a train wreck. 2023, International Association of Better Business Bureaus, Inc., separately incorporated Better Business Bureau organizations in the US, Canada and Mexico and BBB Institute for Marketplace Trust, Inc. All rights reserved. What does this mean and why is it important? However, BBB does not verify the accuracy of information provided by third parties, and does not guarantee the accuracy of any information in Business Profiles. Direct: 724.863.3287, x3105| julie.snyder@cambridgesecure.com. Firm or related person receives soft-dollar benefits in connection with client securities transactions. Give us a call or send us an email. Frank S. Zoracki joined the Duncan Financial Group in 2016 and brings over 30 years of life insurance and wealth management expertise to his role as an Investment Adviser Representative at Duncan Financial Group. Direct: (724) 863-3420 x3334 | lduncan@duncangrp.com. His final Budget was the product of the uneasy . What does this mean? For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at We may lose one or two clients per year due to *** firing the client and/or the client changed their retirement plans that are not consistent to *** investment philosophy.Before the 3/2021 buyout, *** had over 500 clients, after the buyout I maintained my client base of roughly 240 clients. As Director of Financial Wellness Services, Mr. Waite leads a team of Duncan employees who are Specialists in developing, presenting, and implementing their Employee Worksite Financial Wellness Program. How many times did it occur? Insurance companies must find the recommendation of annuity to be suitable for the owner which the company did and issued the policy.The statement that all his funds were placed in the annuity are incorrect.Since, we are unaware of the discussions with the other advisors its difficult to comment on their recommendation.During the biggest bull market in history my portfolio actuall declined in value. Sunak's problems within the Conservative party, therefore, may stem from his own record, and not his race. Jeffrey Duncan . Contact Rishi Ghosh for financial advice today. Fortunately, since **** was unable to get an in service transfer of my wife's 401k our losses were merely significant rather than catastrophic. IA. Firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. What does this mean and why is it important? Customer Reviews are not used in the calculation of BBB Rating. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance. He is a member of the Financial Planning Association, teaches Sunday School at Centenary United Methodist Church. Alex earned his degree in Economics from Indiana University of Pennsylvania, and received his Certified Financial Planner designation in 1991. ****** long running television program no longer airs in ********* and now originates and is broadcast only in *************** ******* where **** and his wife now reside. Get competitive proposals from multiple advisors. First: His wife Akshata Murthy is . Firm or an affiliate actively engages in business as a law firm or lawyer. They are collectively registered in the following states: Also, ***** was concerned that his wife was not . He received the professional designation of Certified Financial Planner from the College for Financial Planning in 1986. If you are a human seeing this field, please leave it empty. He is also member of the Norwin Rotary Club, on the Board of the Norwin School District Community Foundation, and a member of the Irwin Lions Club. She has extensive knowledge, having worked in both Personal and Commercial Lines positions including sales, customer service, and management. Why is Sunak seen losing the race to Liz Truss? Sunset Hills, MO 63127. Questions to ask Do not rely solely on the information on this page. Questions to ask Prior to joining Duncan Advisor Resources, Alexa worked in banking for three years. Investor.com is your trustworthy guide to the world of personal finance. He responsible for the support of computer hardware and software technologies, delivery of IT infrastructure and telephony services, information security systems, administrative technology systems, and end user support services. John strongly supports Norwins Student Athlete of the Week Program, where he is honored to present awards to the schools outstanding scholars and athletes. cnoel@duncangrp.com. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Unlike HTTPS connections, HTTP connections are not encrypted. The former chancellor of the exchequer - the UK's title for its chief finance minister - made a high-stakes . By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). Firm's/Financial Professional's investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the Personal Bio, Certifications, and/or Investment Philosophy portions of the profile page. Rishi Sunak was undoubtedly damaged by stories of his wealth. Mr. and ***** expressed a concern on their fact finders of having retirement income. Which securities does your firm trade for itself that it will also be recommending to me? He is a licensed Financial Advisor in PA, WV, OH, NY, CT, WI & FL and also, a licensed Insurance Agent in PA & OH. He previously held two cabinet positions under Boris Johnson, lastly as Chancellor of the Exchequer from 2020 to 2022. Rishi Ghosh: RevPro Live at the Cockpit 33 Oct 7th 2018: Cassius & Chuck Mambo: def. Lisa joined Duncan Financial Group in February 1988 as a Customer Service Representative. She quickly entered the industry after attending Edinboro University near Erie, Pennsylvania. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, retirement planning, and more. Previously, I was a Senior Associate at PwC where I specialized in the Digital Transformation of organizations' Finance, Accounting and Tax Functions through building technology enabled tools to automate the calculation and . Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. He earned his degree in Business and Economics from the University of Pittsburgh in 1990. Today, he will be helping clients identify and achieve financial goals. During the biggest bull market in history my portfolio actuall declined in value. Especially with the level of stock and bond market volatility that is taking place in 2022. Found 1 colleague at Duncan Financial Management. ************** indicated on a May 2019 fact finder that his knowledge base on annuities was greater than another investment, see below.In addition, ************** like the spousal continuation feature of the recommended annuity because in the event of ************** passing, *************** could continue with the policy and maintain the guaranteed income for life for ***************.Also, the ***** signed and filled out the application stating the desire for guaranteed income and principal protection.Based on the above information *** recommended roughly 55% of retirement assets in this bucket which the insurance company found justification for issuing the policy. Cambridge Approval #217584., Check out the background of firms and investment professionals on. Bounce back was the biggest scheme, distributing 47bn to 1.6 million recipients, who were able to borrow up to 50,000 each. He has the FINRA Series 7, 24, 63 and 65 licenses along with the California state life and health insurance license. (724) 863-3420 (724) 863-3287; Home; Personal. 7 7.Duncan Financial Management Review 2022 - Investor.com. She has been highly devoted to the clients she assists and her dedication to her clients as well as fellow team members led her to become the Manager of the Group Benefits Division in 2020. A video which captured the prime minister's exit was shared on social media by journalist and director/editor of UK climate change website, Carbon Brief, Leo Hickman. Sunak resigned shortly after Cabinet colleague Sajid Javid on July 5, 2022 Credit: Reuters. Operating as an online business, this site may be compensated through third party advertisers. Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. British Prime Minister Rishi Sunak on Monday made a dramatic exit from an ongoing session of the COP27 summit by his aides. Needless to say, I would not recommend *** unless you had a financial death wish.Based on Mr. and *************** last follow up with *** as a client advisory relationship in mid-2020, we still maintain based on their fact finders, retirement analyzer results, agreements and applications signed and dated by Mr. and *************** that the appropriate retirement plan was constructed. What does this mean? In his 42 years Rishi Sunak has achieved a remarkable amount in a very short time, a quality that will very much required if he is to become Britain's next prime minister. Any data inaccuracies, please contact our team. William E. Zurlo, CPA joined Duncan Financial Group, LLC in December 2021. How does your firm approach insurance sales? Wealthminder was created for one simple reason: The "national headquarters" is run by an administrative assistant. She has 31 years of qualified plan experience working extensively in plan design, set-up, implementation, administration, and consulting of Defined Contribution and Defined Benefit Plans. for the current data. ************** was informed why the recommendations were being made and agreed to the recommendations.After waiting four months to hear from **** I finally decided to cut my losses and transferred my accounts to another financial advisor. Wheelhouse Advisory Group, LLC in Saint Louis, MO and has Another concern ************** voiced was *************** nephew was financial irresponsible and didnt trust him, so he wanted to make sure that the nephew would not have the ability to get access to the funds in the event of his passing.Based on our retirement analyzer, the ***** had a shortfall of retirement income even with their Social Security. Does your firm offer mutual funds that have 12b-1 fees? While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. . He obtained the Chartered Retirement Planning CounselorSM designation in 2016 from the College for Financial Planning. As a financial advisory firm, Duncan Financial Management can provide a variety of financial planning services for Americans. 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